AVP - Market Conduct

  • General
  • Thailand - Bangkok

Our client is a global health and life insurance, having the office over 50 countries around and listed in SET Thailand.  For this client, Talent Fishers is looking for a “AVP - Market Conduct” to accompany the rapid growth of the company.

 

Location: Bangkok

 

Scope:  This position is responsible for conducting compliance audits & reviews of distribution

channels and provide reports with both evidence of compliance with & any breaches of laws, OIC regulations, distribution rules & regulations and any weaknesses uncovered with analysis & recommendations to Management for corrective actions. The overall result is distribution professionalism, effectiveness and enhanced customer satisfaction by continuous reduction of customer complaints & improvements in after-sales service.

 

Report to:  SVP

 


Key Responsibilities



  • Distribution Market, Conduct Review, Conduct Reviews of sales and operational practices of all distribution channels in accordance with the Market Conduct Review Framework

  • Prepare working papers, summarize findings from Reviews and & follow up on any actions.
  • Management Report, prepare findings report, with evidence, analysis and recommendations for Management.
  • Ad Hoc Project, perform ad hoc projects as assigned by Head of Compliance and Market Conduct


Qualifications    



  • Bachelor’s Degree in Law, Accounting or related field
  • Good command of spoken and written English to be able to present findings & recommendations to management
  • Be able to travel across Thailand including upcountry
  • At least 5+ year experience in an audit/compliance-related field in financial services preferably Insurance.
  • Experience in distribution Compliance/Internal audit is a plus
  • Good analytical, time management & team management skills
  • Highly motivated and eager to self - learn & to motivate staff to enhance their skills by OJT and mentoring their team members
  • Good interpersonal skills
  • Ability to be objective and report on facts only
  • Good command of spoken and written English to be able to present findings & recommendations to management
  • Be able to travel across Thailand including upcountry

 



Information and Application        



If you are interested in and qualified for this position, apply online on www.talent fishers.com


candidates/jobs page and post your resume on the “AVP - Market Conduct” job offer. Suitable candidates will be contacted within one month upon application.  


 

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